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United States. Congress. Senate. Committee on the.

Legislative line-item veto proposals : hearing before the Committee on the Budget, United States Senate, One Hundred Third Congress, second session, October 5, 1994

. (page 91 of 133)


22 under paragraph (1)(C) or (2)(C) of section

23 1391(b) which would apply if such area were to

24 be designated as a tax enterprise zone.



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103

1 (B) The unemployment rate (as deter-

2 mined by the appropriate available data) is not

3 less than the national unemployment rate.

4 (C) The median family income of residents

5 of such area does not exceed 80 percent of the

6 median gross income of residents of the juris-

7 diction of the local government which includes

8 such area.

9 (f) Qualified Low-Income Assistance. — For pur-

10 poses of this section, the term "qualified low-income as-

1 1 sistance" means assistance —

12 (1) which is designed to provide employment of,

13 and business opportunities for, low-income individ-

14 uals who are residents of the operational area of the

15 community development corporation, and

16 (2) which is approved by the Secretary of Hous-

17 ing and Urban Development.

18 Subtitle D — Indian Employment

19 and Investment

20 SEC. 441. INVESTMENT TAX CREDIT FOR PROPERTY ON IN-

21 DIAN RESERVATIONS.

22 (a) Allowance of Indian Reservation Cred-

23 IT. — Section 46 of the Internal Revenue Code of 1986 (re-

24 lating to investment credits) is amended by striking "and"

25 at the end of paragraph (2), by striking the period at the



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104

1 end of paragraph (3) and inserting ", and", and by adding

2 after paragraph (3) the following new paragraph:

3 "(4) the Indian reservation credit.".

4 (b) Amount of Indian Reservation Credit. —

5 (1) In general. — Section 48 of such Code (re-

6 lating to the energy credit and the reforestation

7 credit) is amended by adding after subsection (b)

8 the following new subsection:

9 *'{c) Indian Reservation Credit. —

10 "(1) In general. — For purposes of section 46,

11 the Indian reservation credit for any taxable year is

12 the Indian reservation percentage of the qualified in-

13 vestment in qualified Indian reservation property

14 placed in service during such taxable year, deter-

15 mined in accordance with the following table:

"In the case of qualified

Indian reservation property The Indian reservation
which is: percentage is:

Reservation personal property 10

New reservation construction property 15

Reservation infrastructure investment 15.

16 "(2) Qualified investment in qualified

17 INDIAN reservation PROPERTY DEFINED. — For

18 purposes of this subpart —

19 "(A) In general. — The term 'qualified

20 Indian reservation property* means property —

21 "(i) which is—



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105

1 "(I) reservation personal prop-

2 erty,

3 "(II) new reservation construc-

4 tion property, or

5 "(III) reservation infrastructure

6 investment, and

7 "(ii) not acquired (directly or indi-

8 rectly) by the taxpayer from a person who

9 is related to the taxpayer (within the

10 meaning of section 465(b)(3)(C)).

1 1 The term 'quaUfied Indian reservation property*

12 does not include any property (or any portion

13 thereof) placed in service for purposes of con-

14 ducting or housing class I, II, or III gaming (as

15 defined in section 4 of the Indian Regulatory

16 Act (25 U.S.C. 2703)).

17 "(B) Qualified investment. — The term

18 'qualified investment' means —

19 "(i) in the case of reservation infra-

20 structure investment, the amount expended

21 by the taxpayer for the acquisition or con-

22 struction of the reservation infrastructure

23 investment; and



v.



•S 102 IS



881

106

1 "(ii) in the case of all other quaUfied

2 Indian reservation property, the tax-

3 payer's basis for such property.

4 "(C) Reservation personal prop-

5 ERTY. — The term 'reservation personal prop-

6 erty* means qualified personal property which is

7 used by the taxpayer predominantly in the ac-

8 tive conduct of a trade or business within an

9 Indian reservation. Property shall not be treat-

10 ed as 'reservation personal property' if it is

11 used or located outside the Indian reservation

12 on a regular basis.

13 "(D) Qualified personal property. —

14 The term 'qualified personal property* means

15 property —

16 "(i) for which depreciation is allow-

17 able under section 168,

18 "(ii) which is not —

19 "(I) nonresidential real property,

20 "(II) residential rental property,

21 or

22 "(HI) real property which is not

23 described in (I) or (II) and which has

24 a class life of more than 12.5 years.



•S 102 IS



882



107

1 For purposes of this subparagraph, the terms

2 'nonresidential real property', 'residential rental

3 property', and 'class life' have the respective

4 meanings given such terms by section 168.

5 "(E) New reservation construction

6 property. — The term 'new reservation con-

7 struetion property' means qualified real

8 property —

9 "(i) which is located in an Indian res-

10 ervation,

11 "(ii) which is used by the taxpayer

12 predominantly in the active conduct of a

13 trade or business within an Indian reserva-

14 tion, and

15 "(iii) which is originally placed in

16 service by the taxpayer.

17 "(F) Qualified real property. — The

18 term 'qualified real property' means property

19 for which depreciation is allowable under sec-

20 tion 168 and which is described in clause (I),

21 (II), or (III) of subparagraph (D)(ii).

22 "(G) Reservation infrastructure in-

23 vestment. —

24 "(i) In general. — The term 'reserva-

25 tion infii^astructure investment' means

•S 102 IS



883



108

1 qualified personal property or qualified real

2 property which —

3 "(I) benefits the tribal inft*astruc-

4 ture,

5 "(II) is available to the general

6 pubUc, and

7 "(III) is placed in service in con-

8 nection with the taxpayer's active con-

9 duct of a trade or business within an

10 Indian reservation.

11 "(ii) Property may be located

12 outside the reservation. — Qualified

13 personal property and qualified real prop-

14 erty used or located outside an Indian res-

15 ervation shall be reservation infi'astructure

16 investment only if its purpose is to connect

17 to existing tribal infrastructure in the res-

18 ervation, and shall include, but not be lim-

19 ited to, roads, power lines, water systems,

20 railroad spurs, and communications facili-

21 ties.

22 "(H) Coordination \mth other cred-

23 ITS. — The term 'qualified Indian reservation

24 property' shall not include any property with re-



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109

1 spect to which the energy credit or the rehabili-

2 tation credit is allowed.

3 "(3) Real estate rentals. — For purposes of

4 this section, the rental to others of real property lo-

5 cated within an Indian reservation shall be treated

6 as the active conduct of a trade or business in an

7 Indian reservation.

8 "(4) iNDLysr reservation defined. — For

9 purposes of this subpart, the term 'Indian reserva-
ilO tion' means a reservation, as defined in —

11 "(A) section 3(d) of the Indian Financing

12 Act of 1974 (25 U.S.C. 1452(d)), or

13 "(B) section 4(10) of the Indian Child

14 Welfare Act of 1978 (25 U.S.C. 1903(10)).

15 "(5) Limitation based on unemploy-

16 MENT. —

17 "(A) General rule. — The Indian res-

18 ervation credit allowed under section 46 for any

19 taxable year shall equal —

20 "(i) if the Indian unemployment rate

21 on the applicable Indian reservation for

22 which the credit is sought exceeds 300 per-

23 cent of the national average unemployment

24 rate at any time during the calendar year

25 in which the property is placed in service

•S 102 IS



885

110

1 or during the immediately preceding 2 cal-

2 endar years, 100 percent of such credit,

3 "(ii) if such Indian unemployment

4 rate exceeds 150 percent but not 300 per-

5 cent, 50 percent of such credit, and

6 "(iii) if such Indian unemployment

7 rate does not exceed 150 percent, per-

8 cent of such credit.

9 "(B) Special rule for large

10 PROJECTS. — In the case of a qualified Indian

11 reservation property which has (or is a compo-

12 nent of a project which has) a projected con-

13 struction period of more than 2 years or a cost

14 of more than $1,000,000, subparagraph (A)

15 shall apply by substituting 'during the earlier of

16 the calendar year in which the taxpayer enters

17 into a binding agreement to make a qualified

18 investment or the first calendar year in which

19 the taxpayer has expended at least 10 percent

20 of the taxpayer's qualified investment, or the

21 preceding calendar year' for 'during the cal-

22 endar year in which the property is placed in

23 service or during the immediately preceding 2

24 calendar years*.



886



111

1 "(C) Determination of Indian unem-

2 PLOYMENT. — For purposes of this paragraph,

3 with respect to any Indian reservation, the In-

4 dian unemployment rate shall be based upon

5 Indians unemployed and able to work, and shall

6 be certified by the Secretary of the Interior.

7 "(6) Coordination with nonrevenue

8 LAWS. — Any reference in this subsection to a provi-

9 sion not contained in this title shall be treated for

10 purposes of this subsection as a reference to such

1 1 provision as in effect on the date of the enactment

12 of this paragraph.".

13 (2) Lodging to qualify. — Paragraph (2) of

14 section 50(b) of such Code (relating to property used

15 for lodging) is amended —

16 (A) by striking "and" at the end of sub-

17 paragraph (C),

18 (B) by striking the period at the end of

19 subparagraph (D) and inserting "; and" and

20 (C) by adding at the end thereof the fol-

21 lowing subparagraph:

22 "(E) new reservation construction prop-

23 erty.".

24 (c) Recapture. — Subsection (a) of section 50 of

25 such Code (relating to recapture in case of dispositions,

•S 102 IS



887



112

1 etc.), is amended by adding at the end thereof the follow-

2 ing new paragraph:

3 "(6) Special rules for indlust reservation

4 property. —

5 "(A) In general. — If, during any taxable

6 year, property with respect to which the tax-

7 payer claimed an Indian reservation credit —

8 "(i) is disposed of, or

9 "(ii) in the case of reservation per-

10 sonal property —

11 "(I) otherwise ceases to be in-

12 vestment credit property with respect

13 to the taxpayer, or

14 "(II) is removed from the Indian

15 reservation, converted or otherwise

16 ceases to be Indian reservation prop-

17 erty,

18 the tax under this chapter for such taxable year

19 shall be increased by the amount described in

20 subparagraph (B).

21 "(B) Amount of increase. — The in-

22 crease in tax under subparagraph (A) shall

23 equal the aggregate decrease in the credits al-

24 lowed under section 38 by reason of section

25 48(c) for all prior taxable years which would

•S 102 IS



\^



888



113

1 have resulted had the quaHfied investment

2 taken into account with respect to the property

3 been limited to an amount which bears the

4 same ratio to the qualified investment with re-

5 spect to such property as the period such prop-

6 erty was held by the taxpayer bears to the ap-

7 plicable recovery period under section 168(g).

8 "(C) Coordination with other recap-

9 TURE provisions. — In the case of property to

10 which this paragraph applies, paragraph (1)

11 shall not apply and the rules of paragraphs (3),

12 (4), and (5) shall apply.".

13 (d) Basis Adjustment To Reflect Investment

14 Credit. — Paragraph (3) of section 50(e) of such Code

15 (relating to basis adjustment to investment credit prop-

16 erty) is amended by striking "energy credit or reforest-

17 ation credit" and inserting "energy credit, reforestation

18 credit or Indian reservation credit other than with respect

19 to any expenditure for new reservation construction prop-

20 erty".

21 (e) Certain Governmental Use Property To

22 Qualify. — Paragraph (4) of section 50(b) of such Code

23 (relating to property used by governmental units or for-

24 eign persons or entities) is amended by redesignating sub-

25 paragraphs (D) and (E) as subparagraphs (E) and (F),



889



114

1 respectively, and inserting after subparagraph (C) the fol-

2 lowing new subparagraph:

3 "(D) Exception for reservation in-

4 FRASTRUCTURE IN\^STMENT. — This paragraph

5 shall not apply for purposes of determining the

6 Indian reservation credit with respect to res-

7 ervation infrastructure investment.".

8 (f) Application of At-Risk Rules. — Subpara-

9 graph (C) of section 49(a)(1) of such Code is amended

10 by striking "and" at the end of clause (ii), by striking

11 the period at the end of clause (iii) and inserting ", and",

12 and by adding at the end the following new clause:

13 "(iv) the qualified investment in quali-

14 fied Indian reservation property.".

15 (g) Clerical Amendments. —

16 (1) The caption of section 48 of such Code is

17 amended by deleting the period at the end thereof

18 and adding "; indian reservation credit."

19 (2) The table of sections for subpart E of part

20 IV of subchapter A of chapter 1 of such Code is

21 amended by striking out the item relating to section

22 48 and inserting the following:

"Sec. 48. Energy credit; reforestation credit; Indian reservation
credit.".



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115

1 (h) Effective Date. — The amendments made by

2 this section shall apply to property placed in service after

3 December 31, 1993.

4 SEC. 442. INDIAN EMPLOYMENT CREDIT.

5 (a) Allowance of Indluv Employment Cred-

6 it. — Section 38(b) of the Internal Revenue Code of 1986

7 (relating to general business credits), as amended by sec-

8 tion 412, is amended by striking "plus" at the end of

9 paragraph (7), by striking the period at the end of para-

10 graph (8) and inserting ", plus", and by adding after

1 1 paragraph (8) the following new paragraph:

12 "(9) the Indian employment credit as deter-

13 mined under section 45(a).".

14 (b) Amount of Indian Employment Credit. —

15 Subpart D of Part IV of subchapter A of chapter 1 of

16 such Code (relating to business related credits) is amended

17 by adding at the end thereof the following new section:

1 8 "SEC. 45. INDIAN EMPLOYMENT CREDIT.

19 "(a) Amount of Credit. —

20 "(1) In general. — For purposes of section 38,

21 the amount of the Indian employment credit deter-

22 mined under this section with respect to any em-

23 ployer for any taxable year is 10 percent (30 percent

24 in the case of an employer with at least 85 percent



•S 102 IS



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116

1 Indian employees throughout the taxable year) of

2 the sum of —

3 "(A) the qualified wages paid or incurred

4 during such taxable year, plus

5 "(B) qualified employee health insurance

6 costs paid or incurred during such taxable year.

7 In no event shall the amount of the Indian employ-

8 ment credit for any taxable year exceed the credit

9 limitation amount determined under subsection (e)

10 for such taxable year.

11 "(2) Indian employee. — For purposes of

12 paragraph (1), the term 'Indian employee' means an

13 employee who is an enrolled member of an Indian

14 tribe or the spouse of such a member.

15 "(b) Qualified Wages; Qualified Employee

16 Health Insurance Costs. — For purposes of this

17 section —

18 "(1) Qualified wages. —

19 "(A) In general. — The term 'qualified

20 wages' means any wages paid or incurred by an

21 employer for services performed by an employee

22 while such employee is a qualified employee.

23 "(B) Coordination with targeted

24 JOBS credit. — The term 'qualified wages' shall

25 not include wages attributable to service ren-



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117

1 dered during the 1-year period beginning with

2 the day the individual begins work for the em-

3 ployer if any portion of such wages is taken

4 into account in determining the credit under

5 section 51.

6 *'(2) Qualified employee heaj^th insur-

7 ance costs. —

8 "(A) In general. — The terni 'quahfied

9 employee health insurance costs' means any

10 amount paid or incurred by an employer for

11 health insurance to the extent such amount is

12 attributable to coverage provided to an}^ em-

13 ployee while such employee is a qualified em-

14 ployee.

15 ''(B) Exception for amounts paid

16 under SAIiARY REDUCTION ARRANGEMENTS. —

17 No amount paid or incurred for health insur-

18 ance pursuant to a salary reduction arrange-

19 ment shall be taken into account under sub-

20 paragraph (A).

21 "(c) Qualified Employee. — For purposes of this

22 section —

23 "(1) In GENERAL. — Except as otherwise pro-

24 vided in this subsection, the term 'quahfied em-



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118

1 ployee' means, with respect to any period, any em-

2 ployee of an employer if —

3 "(A) substantially all of the services per-

4 formed during such period by such employee for

5 such employer are performed within an Indian

6 reservation,

7 "(B) the principal place of abode of such

8 employee while performing such services is on

9 or near the reservation iti which the services are

10 performed, and

11 "(C) the employee began work for such

12 employer on or after January 1, 1993.

13 "(2) Credit allowed only for first 7

14 YEARS. — ^An employee shall not be treated as a

15 qualified employee for any period after the date 7

16 years after the day on which such employee first

17 began work for the employer.

18 "(3) Individuals receiving wages in ex-

19 CESS OF $30,000 NOT ELIGIBLE. — ^An employee shall

20 not be treated as a qualified employee for any tax-

21 able year of the employer if the total amount of the

22 wages paid or incurred by such employer to such

23 employee during such taxable year (whether or not

24 for services within an Indian reservation) exceeds

25 the amount determined at an annual rate of



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119

1 $30,000. The Secretary shall acijust the $30,000

2 amount contained in the preceding sentence for

3 years beginning after 1993 at the same time and in

4 the same manner as under section 415(d).

5 "(4) Employment must be trade or busi-

6 NESS employment. — ^An employee shall be treated

7 as a qualified employee for any taxable year of the

8 employer only if more than 50 percent of the wages

9 paid or incurred by the employer to such employee

10 during such taxable year are for services performed

11 in a trade or business of the employer. Any deter-

12 mination as to whether the preceding sentence ap-

13 plies with respect to any employee for any taxable

14 year shall be made without regard to subsection

15 (f)(2).

16 "(5) Certain employees not ELiomLE. —

17 The term 'qualified employee' shall not include —

18 "(A) any individual described in subpara-

19 graph (A), (B), or (C) of section 51(i)(l),

20 "(B) any 5 -percent owner (as defined in

21 section 416(i)(l)(B)),

22 "(C) any individual who is neither an en-

23 rolled member of an Indian tribe nor the spouse

24 of an enrolled member of an Indian tribe, and



•S 102 IS



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120

1 "(D) any individual if the services per-

2 formed by such individual for the employer in-

3 volve the conduct of class I, II, or III gaming

4 as defined in section 4 of the Indian Gaming

5 Regulatory Act (25 U.S.C. 2703), or are per-

6 formed in a building housing such gaming ac-

7 tivity.

8 "(6) Indian tribe defined. — The term 'In-

9 dian tribe' means any Indiain tribe, band, nation,

10 pueblo, or other organized group or community, in-

1 1 eluding any Alaska Native village, or regional or vil-

12 lage corporation, as defined in, or established pursu-

13 ant to, the Alaska Native Claims Settlement Act (43

14 U.S.C. 1601 et seq.) which is recognized as ehgible

15 for the special programs and services provided by

16 the United States to Indians because of their status

17 as Indians.

18 "(7) Indian reservation defined. — The

19 term 'Indian reservation' means a reservation, as de-

20 fined in —

21 "(A) section 3(d) of the Indian Financing

22 Act of 1974 (25 U.S.C. 1452(d)), or

23 "(B) section 4(10) of the Indian Child

24 Welfare Act of 1978 (25 U.S.C. 1903 (10)).



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121

1 "(d) Early Termination of Employment by Em-

2 PLOYER. —

3 "(1) In GENERAL. — If the employment of any

4 employee is terminated by the taxpayer before the

5 day 1 year after the day on which such employee

6 began work for the employer —

7 "(A) no wages (or qualified employee

8 health insurance costs) with respect to such em-

9 ployee shall be taken into account under sub-

10 section (a) for the taxable year in which such

1 1 employment is terminated, and

12 "(B) the tax under this chapter for the

13 taxable year in which such employment is ter-

14 minated shall be increased by the aggregate

15 credits (if any) allowed under section 38(a) for

16 prior taxable years by reason of wages (or

17 qualified employee health insurance costs) taken

18 into account with respect to such employee.

19 "(2) Carrybacks and carryovers ad-

20 JUSTED. — In the case of anv termination of employ-

21 ment to which paragraph (1) applies, the carrybacks

22 and carryovers under section 39 shall be properly

23 adjusted.

24 "(3) Subsection not to apply in certain

25 cases. —

•S 102 IS



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122

1 "(A) In general.— Paragraph (1) shall

2 not apply to —

3 "(i) a termination of employment of

4 an employee who voluntarily leaves the em-

5 ployment of the taxpayer,

6 "(ii) a termination of employment of

7 an individual who before the close of the

8 period referred to in paragraph (1) be-

9 comes disabled to perform the services of

10 such employment unless such disability is

11 removed before the close of such period

12 and the taxpayer fails to offer reemploy-

13 ment to such individual, or

14 "(iii) a termination of employment of

15 an individual if it is determined under the

16 applicable State unemployment compensa-

17 tion law that the termination was due to

18 the misconduct of such individual.

19 "(B) Changes in form of business. —

20 For purposes of paragraph (1), the employment

21 relationship between the taxpayer and an em-

22 ployee shall not be treated as terminated —

23 "(i) by a transaction to which section

24 381(a) applies if the employee continues to



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123

1 be employed by the acquiring corporation,

2 or

3 "(ii) by reason of a mere change in

4 the form of conducting the trade or busi-

5 ness of the taxpayer if the employee con-

6 tinues to be employed in such trade or

7 business and the taxpayer retains a sub-

8 stantial interest in such trade or business.

9 "(4) Special rule. — ^Any increase in tax

10 under paragraph (1) shall not be treated as a tax

1 1 imposed by this chapter for purposes of —

12 "(A) determining the amount of any credit

13 allowable under this chapter, and

14 "(B) determining the amount of the tax

15 imposed by section 55.

16 "(e) Credit Limitation Amount. — For purposes of

17 this section —

18 "(1) Credit limitation amount. — The credit

19 limitation amount for a taxable year shall be an

20 amount equal to the credit rate (10 or 30 percent

21 as determined under subsection (a)) multiplied by

22 the increased credit base.

23 "(2) Increased credit base. — The increased

24 credit base for a taxable year shall be the excess

25 of—

•S 102 IS



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124

1 "(A) the sum of any qualified wages and

2 qualified employee health insurance costs paid

3 or incurred by the employer during the taxable

4 year \\ith respect to employees whose wages

5 (paid or incurred by the employer) during the

6 taxable year do not exceed the amount deter-

7 mined under paragraph (3) of subsection (c),

8 over

9 "(B) the sum of any qualified wages and

10 qualified employee health insurance costs paid

1 1 or incurred by the employer (or any prede-

12 cessor) during calendar year 1993 with respect

13 to employees whose wages (paid or incurred by

14 the employer or any predecessor) during 1993

15 did not exceed $30,000.

16 "(3) Special rule for short taxable

17 \TiARS. — For any taxable year ha\ing less than 12

1 8 months —

19 "(A) the amounts paid or incurred by the
employer shall be annualized for purposes of de-
termining the increased credit base, and

22 "(B) the credit limitation amount shall be

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